UK Risk & Compliance COVID-19 resource centre
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As the Coronavirus (COVID-19) continues to spread globally, our main objectives now are to support you and your businesses, and to navigate this complicated and ever-changing environment together with you. Rely on these free resources, created by our legal and tax experts, to assist you as you prepare and respond to issues.
Free resources for risk and compliance customers
Experts Talk Webinar Series
Operational & Conduct Risk During a Global Pandemic
Register to listen to the fourth episode of the 'Experts Talk' webinar series covering what operational and conduct risks are occurring during the global pandemic and how to manage them. Susannah Hammond is joined by Senior Regulatory Intelligence Expert Mike Cowan in this engaging discussion.
COVID-19: Compliance Documentation Tips As Pandemic Spurs Rapid Change
There is a big difference between documentation that is thorough and accurate and documentation that is incomplete or inadequate. Simply put, inaccurate or insufficient documentation can have expensive or even dire consequences.
COVID-19: Practice Note: Compliance Checklist For Private Fund Managers During A Pandemic
In this article, we've provided a checklist of reminders and suggestions for private fund managers working to get through the pandemic. The list addresses regulatory, continuity, economic and market-related risks.
Experts Talk Ep. 2: The UK's Regulatory Responses During the Global Pandemic
The Financial Conduct Authority and Prudential Regulation Authority together with the Financial Reporting Council and the Information Commissioner’s Office have joined the panoply of regulators around the world in acting to try to mitigate the impact of COVID-19 on financial services firms and their customers.
Experts Talk Ep. 3: Business continuity: Working from home and other COVID-19 canaries
Susannah Hammond, joined by Chief UK/European Correspondent (Financial Regulatory Compliance) Rachel Wolcott, discusses what the FCA/PRA expect from firms, setbacks related to analogue compliance functions, single point of failure, and senior manager responsibilities.
Learning Resource Center
This page contains a compilation of learning resources that can help inform you on relevant topics as well as help you earn professional education credits that may be necessary to maintain professional certification. Browse our resources for legal, tax and accounting and risk professionals.