Broker-dealers’ remote branch inspections have been effective & challenging during pandemic, says FINRA panel
CURIOUS MINDS: “I want to explore how technology can democratize the buying of legal services,” says PERSUIT’s Jim Delkousis
In-House Counsel Q&A: The pandemic “has strengthened our perseverance, flexibility, and adaptability,” says Naomi B. Waltman of ViacomCBS Inc.
UK in no rush to sign trade deal with US, and has no interest in standalone deal for financial services